-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OaM6BiA4i4tess3udR/NhMi2mpH2FHnOYLwdF3rGIwyN7YTjTPxHNsUge+dv3nyv C7oEszA6tpYwLCobSsDN0w== 0001193125-03-078184.txt : 20031112 0001193125-03-078184.hdr.sgml : 20031111 20031112135540 ACCESSION NUMBER: 0001193125-03-078184 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EAST TEXAS FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000929646 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 752559089 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48810 FILM NUMBER: 03992790 BUSINESS ADDRESS: STREET 1: 1200 S BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 BUSINESS PHONE: 9035931767 MAIL ADDRESS: STREET 1: 1200 SOUTH BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARNHOLD & S BLEICHROEDER ADVISERS INC CENTRAL INDEX KEY: 0001173654 IRS NUMBER: 134959915 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105-4300 BUSINESS PHONE: 2126983245 MAIL ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105-4300 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 6 Amendment No. 6

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G/A

 

 

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

 

 

 

East Texas Financial Services, Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

275572105


                                (CUSIP Number)                                

 

 


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Check the following box if a fee is being paid with statement ¨. (A fee is not required if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent of less of such class.) (See Rule 13d-7).

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 275572105

  13G   Page 2 of 4 Pages

 


  1.  

Names of Reporting Persons.

S.S. or I.R.S. Identification Nos. of above persons (entities only).

 

Arnhold and S. Bleichroeder Advisers, LLC.            

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  x

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

State of Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

        114,750        


  6.    Shared Voting Power

 

        0        


  7.    Sole Dispositive Power

 

        114,750        


  8.    Shared Dispositive Power

 

        0        


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

114,750            

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

   

11.  

Percent of Class Represented by Amount in Row (9)

 

9.79%            

   

12.  

Type of Reporting Person (See Instructions)

 

IA            

   

 

Last Update: 11/05/2002


CUSIP No. 275572105

  13G   Page 3 of 4 Pages

 

Item 1(a)

   Name of Issuer: East Texas Financial Services, Inc.          

1(b)

   Address of Issuer’s Principal Executive Offices:          
    

1200 South Beckham

Tyler, TX 75701

         

Item 2(a)

   Name of Person Filing: Arnhold and S. Bleichroeder Advisers, LLC          

Item 2(b)

   Address of Principal Business Office:          
    

1345 Ave of Americas

New York, NY 10105

         

Item 2(c)

   Citizenship: Delaware, USA (Place of Organization)          

2(d)

   Title of Class of Securities: Common Stock          

2(e)

   CUSIP Number:    275572105          

Item 3    

   This statement is being filed pursuant to Rule 13d-1(b). The person filing is an:     
     (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;          
     (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;          
     (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;          
     (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;          
     (e)    x    An Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940.          
     (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);          
     (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G);          


CUSIP No. 275572105

  13G   Page 4 of 4 Pages

 

     (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;          
     (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;          
     (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).          
     If this statement is filed pursuant to Rule 13d-1(c), check this box.    ¨     

Item 4

   Ownership:          
     (a)    Amount beneficially owned:          
          114,750          
     (b)    Percent of Class:          
          9.79%
     (c)    Number of shares as to which such person has:          
          (i)    sole power to vote or to direct the vote: 114,750          
          (ii)    shared power to vote or to direct the vote: 0          
          (iii)    sole power to dispose or to direct the disposition of: 114,750          
          (iv)    shared power to dispose or to direct the disposition of: 0          

Item 5

   Ownership of Five Percent or Less of a Class: N/A     

Item 6

   Ownership of More than Five Percent on Behalf of Another Person: N/A          

Item 7

   Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
         

Not Applicable.

         

Item 8

   Identification and Classification of Members of the Group:          
          Arnhold and S. Bleichroeder Adviser, LLC.          

Item 9

   Notice of Dissolution of Group:          
         

Not Applicable.

         

Item 10

   Certification:          
    

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

         

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: November 12, 2003

 

ARNHOLD AND S. BLEICHROEDER ADVISERS, LLC
By:   /s/ Robert Bruno
 
   

Robert Bruno

Senior Vice President, Compliance

 

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